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Senior Advisor

Chris is an experienced leader in the legal, compliance and ethics fields in the financial services industry. After beginning his career in private practice in New York City, Chris went on to successfully serve as a Branch Chief in the Enforcement Division of the United States Securities and Exchange Commission. After leaving public service, Chris has served in a variety of senior capacities at an array of high profile financial institutions, including the United Services Automobile Association, Deutsche Banc, and Alex. Brown and Sons.

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